Investment Advisors

Regis is the Chief Investment Officer for La Ferla Group. He is also one of the Portfolio Managers for the Global Balanced Advisor, the Growth Equity Portfolio, the Diversified ETF Portfolio, and the Cash Balance Portfolio, along with Joe La Ferla and John Macri.

Prior to joining La Ferla Group on May 15, 2015, he started with UBS in July 2011 and the La Ferla Group branch in October 2011. Formerly, Regis worked for J.P. Morgan Chase as a Personal Banker. He graduated from State University of New York College at Cortland with a degree in Business Economics. He is a Certified Financial Planner™ professional and a member of the Institute of Certified Financial Planners.

In addition, Regis holds the Certified Investment Management Analyst™ certification, administered by the Investments & Wealth Institute™ and taught in conjunction with The Wharton School, University of Pennsylvania. He holds Series 7 and 66 securities licenses and is licensed for Life, Variable Life, Accident and Health and Long-Term Care insurance and Variable Annuities.

Courtney is the Chief Compliance Officer, Chief Operations Officer, and Chief Financial Officer for La Ferla Group. Courtney manages all activities involving compliance, operations, and company financials for La Ferla Group.

Prior to joining La Ferla Group on May 15, 2015, she started with the La Ferla Group branch at UBS in September 2012. Courtney received her Bachelor’s Degree in Accounting from Molloy College.